Board) who are not interested persons of the Company (the Non-Interested Directors) approve periodically (but not less than once every 12 months) the reasonableness of the form andĪmount of the Fidelity Bond, with due consideration to the value of the aggregate assets of the Company to which any covered person may have access, the type and terms of the arrangements made for the custody and safekeeping of such assets, and the WHEREAS, Rule 17g-1 requires that a majority of the members of the Companys board of directors (the (i) an individual bond for each covered person, or a schedule or blanket bond covering such persons, (ii) a blanket bond which names the Company as the only insured (a single insured bond), or (iii) a bond which names theĬompany and one or more other parties as insureds (a joint insured bond), as permitted by Rule 17g-1 and WHEREAS, Rule 17g-1 specifies that the Fidelity Bond may be in the form of Place where the Fidelity Bond is issued, to protect the Company against larceny and embezzlement, covering each officer and employee of the BDC, who may singly, or jointly with others, have access to the securities or funds of the BDC, eitherĭirectly or through authority to draw upon such funds of, or to direct generally, the disposition of such securities, unless the officer or employee has such access solely through his position as an officer or employee of a bank (each, a Inc., a Maryland corporation (the Company), to provide and maintain a bond (the Fidelity Bond) which shall be issued by a reputable fidelity insurance company, authorized to do business in the WHEREAS, Section 17(g) of the Investment Company Act of 1940 and Rule 17g-1(a) thereunder, require a business development company ( BDC), such as HMS Income Fund, IN WITNESS WHEREOF, I have executed this certificate as of this 14 th day of June, 2012. Premiums have been paid for the period June 4, 2012 to June 4, 2013. The undersigned is the duly elected, qualified and acting Chief Financial Officer and Secretary of the Company, and has custody of the corporate records of the CompanyĪnd is a proper officer to make this certification.Īttached hereto as Exhibit A is a copy of the resolutions approved by the Board of Directors of the Company, including a majority of the Board of Directors whoĪre not interested persons of the Company, approving the amount, type, form and coverage of the Bond. This certificate is being delivered to the Securities and Exchange Commission (the SEC) in connection with the filing of the Companys fidelityīond (the Bond) pursuant to Rule 17g-1 of the Investment Company Act of 1940, as amended, and the SEC is entitled to rely on this certificate for purposes of the filing. Sims, the Chief Financial Officer and Secretary of HMS Income Fund, Inc., a Maryland corporation (the Company), does hereby certify that: Sims, Chief Financial Officer and SecretaryĬERTIFICATE OF CHIEF FINANCIAL OFFICER AND SECRETARY

Mediacoder premium vod edition full